【判断题】
按照《商业银行公司治理指引》规定，担任审计委员会、关联交易控制委员会及风险管理委员会负责人的董事每年在商业银行工作的时间不得少于十五个工作日
A. 对
B. 错
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答案
B
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【判断题】
按照《中国银监会关于印发商业银行公司治理指引的通知》规定，《商业银行公司治理指引》所称主要股东是指能够直接、间接、共同持有或控制商业银行百分之三以上股份或表决权以及对商业银行决策有重大影响的股东
A. 对
B. 错
【判断题】
按照《中国银监会关于印发商业银行公司治理指引的通知》规定，独立董事是指不在商业银行担任除董事以外的其他职务，并与所聘商业银行及其主要股东不存在任何可能影响其进行独立、客观判断关系的董事
A. 对
B. 错
【判断题】
大恒银行于2013年采用定向增发股份的方式补充资本，某国有控股公司通过认购股份成为大恒银行第二大股东，股份认购完成后大恒银行要求该国有控股公司向大恒银行作出资本补充的长期承诺并出具承诺书，根据《商业银行公司治理指引》的规定，这一做法是否正确？
A. 对
B. 错
【判断题】
富丽银行行长王某因已届退休年龄于2014年4月退休，该行计划通过公开竞聘的方式挑选新的行长，在新任行长正式到位之前，为不影响该行正常经营管理，该行董事会决定聘任该行董事长林某兼任该行行长，根据《商业银行公司治理指引》的规定，这种做法是否正确？
A. 对
B. 错
【判断题】
大恒银行独立董事薛某为德安会计师事务所注册会计师，在大恒银行通过招投标方式选聘2014年度会计师事务所的过程中，薛某所在的德安会计师事务所也进行了投标并最终中标，因此在该行董事会审议聘用德安会计师事务所的议案时，薛某向董事会说明了情况并请求回避，根据《商业银行公司治理指引》的规定，这种做法是否正确？
A. 对
B. 错
【判断题】
陆某2010年至2013年担任隆旺银行北京分行行长，自2013年10月起转任该行首席审计官兼审计部负责人。2014年1月，隆旺银行监事会在进行专项检查时发现了陆某在担任北京分行行长时的严重违规行为，并将这一情况抄送告知了该行董事会和高级管理层，该行行长办公会在2014年2月决定免去其首席审计官兼审计部负责人职务。根据《商业银行公司治理指引》的规定，这一做法是否正确？
A. 对
B. 错
【判断题】
磐基银行董事会在审议该行2014年度高级管理层绩效考核及薪酬的议案之前，该行董事、行长吴某和董事、副行长关某请求暂时退出会场，回避该议案的讨论与表决，根据《商业银行公司治理指引》的规定，这一做法是否正确？
A. 对
B. 错
【判断题】
按照《商业银行内部控制指引》规定，商业银行内部控制应当遵循制衡性原则是指相商业银行内部控制应当与管理模式、业务规模、产品复杂程度、风险状况等相适应，并根据情况变化及时进行调整
A. 对
B. 错
【判断题】
按照《商业银行内部控制指引》规定，商业银行应当建立内部控制监督的报告和信息反馈制度，内部审计部门、内控管理职能部门、业务部门人员应将发现的内部控制缺陷，按照规定报告路线及时报告董事会、监事会、高级管理层或相关部门
A. 对
B. 错
【判断题】
巴林银行驻新加坡巴林期货公司总经理尼克李森在期货合约市场上战无不胜，以稳健、大胆著称。1994年，李森大量买入日经指数期货合约，并利用其在新加坡开立的清算账户隐瞒了相关交易损失。然而随着日本关西大地震，股市暴跌，李森所持多头头寸遭受重创，损失数十亿美元，最终导致有200多年历史的巴林银行破产。根据《商业银行内部控制指引》的规定，此事件是一方面是银行员工违规行为直接引发的风险事件，另一方面更是银行内部控制失效造成的惨痛教训
A. 对
B. 错
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按照《银行业金融机构内部审计指引》规定，内部审计人员应具备大学本科以上学历，掌握与银行业金融机构内部审计相关的专业知识，熟悉金融相关法律法规及内部控制制度
A. 对
B. 错
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甲审计机构接受某银行委托，对该银行进行外部审计，但由于本机构审计人员业务繁忙，因此将该审计业务转包给乙审计机构，银行发现后，依据《银行业外部审计监管指引》，终止委托甲机构的审计工作。______
A. 对
B. 错
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按照《贷款风险分类指引》规定，商业银行内部审计部门应对信贷资产分类政策、程序和执行情况进行检查和评估，将结果向上级行或董事会作出书面汇报，并报送中国银行业监督管理委员会或其派出机构。检查、评估的频率每年不得少于两次
A. 对
B. 错
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甲公司于2014年年末向商业银行乙贷款2千万元，在2015年年末甲公司财务突然状况恶化、无力还款，其商业银行乙对借款合同还款条款作出相应调整，但重组后的贷款仍然逾期，根据《贷款风险分类指引》甲公司贷款应至少归为可疑类
A. 对
B. 错
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按照《小企业贷款风险分类办法（试行）》规定，发生第十八条所列举的影响小企业履约能力的重大事项以及出现该指引“附录”所列举的预警信号时，小企业贷款的分类应在逾期天数风险分类矩阵的基础上至少下调一级
A. 对
B. 错
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按照《小企业贷款风险分类办法（试行）》规定，银行业金融机构可按照贷款逾期时间，同时考虑借款人的风险特征和担保因素，参照小企业贷款逾期天数风险分类矩阵对小企业贷款进行分类
A. 对
B. 错
【判断题】
按照《小企业贷款风险分类办法（试行）》规定，贷款发生逾期后，借款人或担保人能够追加提供履约保证金、变现能力强的抵质押物等低风险担保，且贷款风险可控，资产安全有保障的，贷款风险分类级别可以上调
A. 对
B. 错
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2012年5月，某钢贸企业向银行贷款5000万，担保方式为应收账款质押，并追加大股东（自然人）连带担保责任，期限一年，2013年2月，该企业大股东因一起民间借贷被起诉，金额2000万元，2013年一季末，该诉讼尚在审理中，依据《小企业贷款风险分类办法（试行）》的规定，该银行将该笔贷款分类为正常类
A. 对
B. 错
【判断题】
2013年3月10日，某企业向银行贷款C万元，提供设备抵押，抵押率为70%，2014年5月，该企业也未能还款，但在银行的调查和催促下，追加了900万元的存单质押，依据《小企业贷款风险分类办法（试行）》的规定，2014年6月，该笔贷款可划为正常类
A. 对
B. 错
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按照《不良金融资产处置尽职指引》规定，对于经法院裁定终结执行、破产或经市级以上工商行政管理部门注销的债务人及其他回收价值低的资产，可按照实际情况进行专项调查、重点调查或典型抽样调查
A. 对
B. 错
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按照《银行与信托公司业务合作指引》规定，信托公司应当自主选择贷款服务机构、资金保管机构、证券登记托管机构，以及律师事务所、会计师事务所、评级机构等其他为证券化交易提供服务的机构，银行不得代为指定
A. 对
B. 错
推荐试题
【单选题】
An administrator is troubleshooting network communications between a vCenter Server and an ESXi 6.5 host. Which log shows the related events between these components?___
A. /var/log/fdm.log
B. /var/log/vpxa.log
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【单选题】
An administrator has recently upgraded from vSphere 6.0 to 6.5, and can no longer see the software iSCSI named vmhba33. Which could be the reason for this?___
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C. vSphere 6.5 no longer supports software iSCSI.
D. The upgrade has deleted the vmhba.
【单选题】
An administrator is trying to vMotion a VM from his datacenter to a recovery site. Which is the maximum allowed RTT (Round-Trip Time) latency between source and destination host?___
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【单选题】
Which is required for configuring iSCSI Software Adapter network port binding?___
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【单选题】
In vSphere Data Protection 6.1, which is the function of a Backup Verification job?___
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C. It is an automatic process -Restore a virtual machine -Power it on -Verify that the guest OS is booted by communicating with the Backup Verification agent
D. It is an automatic process -Restore a virtual machine -Power it on -Verify that the guest OC is booted by detecting the VMware ToolsTM "heartbeats"
【单选题】
An administrator has enabled vSphere Distributed Switch Health Check. The hosts connected to that Distributed Switch all display an alert:< vSphere Distributed Switch MTU supported status > .The administrator has all of the VMkernel ports MTU sizes set to 1600. Which action will remedy this problem?___
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【单选题】
Which Host Profile Subprofile configuration is used to configure firewall settings for ESXi hosts?___
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【单选题】
Where would a vSphere administrator find general vCenter Server logs on a vCenter Server Appliance?___
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【单选题】
An administrator wishes to enable network port mirroring based on source port. Which feature should be enabled?___
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【单选题】
Which CLI command shows the physical uplink status for a vmnic?___
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【单选题】
Which is the maximum number of block devices (LUNs) that are supported by ESXi hosts that are running version 6.5?___
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【单选题】
When performing a vCenter Server 5.5 for Windows with Microsoft SQL Server Express database migration to vCenter Server Appliance 6.5, which will be the target database?___
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【单选题】
An administrator has multiple vCenter Server 6.5 systems but cannot enable Storage I/O Control (SIOC) on a datastore shared by ESXi hosts managed by the vCenter Server systems. Which action should the administrator take to resolve the issue?___
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D. Enable Raw Device Mapping (RDM) on the
E. SXi hosts.
【单选题】
“OneAppServer” is a VM template stored in a content library named “LibraryOne”, but the vSphere administrator is not able to use this template for deployment. Why is the administrator unable to deploy OneAppServer?___
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D. OneAppServer was imported from a local file on the system.
【单选题】
An administrator sets the Failover Capacity for both CPU and Memory at 25%. Based on the Exhibit below, how much of the cluster’s total CPU resources are still available to power on additional virtual machines?___
A. 45%
B. 25%
C. 70%
D. 60%
【单选题】
Which statement applies to the vSphere Replication appliance?___
A. Only one vSphere Replication appliance can be deployed per vCenter Server instance.
B. VMware Tools in the vSphere Replication appliance can be upgraded.
C. A single vSphere Replication appliance can manage a maximum of 4000 replications.
D. vSphere Replication is available only with the vSphere
E. ssentials Plus license.
【单选题】
Which esxcli namespace can a vSphere Administrator use to adjust the queue depth?___
A. esxcli system module parameters
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D. esxcli storage core adapter
【单选题】
Which statement regarding datastore clusters meets VMware’s recommended best practices?___
A. Clusters should contain only datastores presented from the same storage array.
B. Clusters should contain only datastores with equal hardware acceleration capability.
C. Clusters should contain only datastores with the same capacity.
D. Clusters should contain only datastores using the same connection method (iSCSI, FC, etc.).
【单选题】
What VM Monitoring setting would ensure that the maximum reset window for a virtual machine is 24 hours?___
A. Medium
B. Low
C. High
D. Normal
【单选题】
What is the default space threshold for vSphere Storage DRS?___
A. 80%
B. 70%
C. 90%
D. 95%
【单选题】
Which is the correct sequence to upgrade a vSphere infrastructure?___
A. vCenter Server>ESXi host> VMware Tools>VM compatibility
B. ESXi host>vCenter Server> VMware Tools>VM compatibility
C. vCenter host> ESXi host> VM compatibility> VMware Tools
D. ESXi host>vCenter Server> VM compatibility>VMware Tools
【单选题】
An administrator has a large boot from SAN cluster and wants to ensure consistent configuration by using host profiles. What special considerations are required for boot from SAN hosts?___
A. Change the “Device is shared clusterwide” setting to “false” in the host profile.
B. Verify that the boot LUN is correctly identified as the boot device in the host profile.
C. The boot from SAN device must report as a local device.
D. Host profiles are incompatible with boot from SAN hosts.
【单选题】
When using VMware Converter to import a Windows server and improve the consistency of the destination virtual machine, which optional step can be performed immediately prior to powering down the source server?___
A. Perform a final synchronization task.
B. Remove the server from the network.
C. Uninstall production applications.
D. Remove the server from the Active Directory domain.
【单选题】
Restoration of the vCenter Server Appliance is accomplished using which interface?___
A. vSphere Web Client
B. vSphere Client
C. vCenter Server Appliance Management Interface
D. vCenter Server Appliance GUI Installer
【单选题】
When attempting to migrate a virtual machine to another host in the same cluster, the error message, “Select a valid compute resource” returns. What could cause this error?___
A. Both hosts run different versions of ESXi.
B. Both hosts are not sharing the same datastore.
C. VMware Tools is not installed.
D. Virtual machine has an ISO attached.
【单选题】
When will vSphere Data Protection delete the expired backup image of a Platform Service Controller?___
A. Immediately after the retention period has expired.
B. After the expired backup image is restored.
C. During the next backup window following expiry.
D. During the next maintenance window following expiry.
【单选题】
Group A has permission to download files in Content Library. Group B does not have permission to download files in Content Library. If a user is a member of both groups, what will be the result?___
A. The user cannot download file from Content Library.
B. The user can download file from Content Library.
C. The user cannot access Content Library.
D. The user can access Content Library.
【单选题】
An administrator is trying to set up Host Partial Failure Response, but the Automated option is grayed out. What can the administrator change to enable the Automated option?___
A. Change the vSphere DRS Automation level to Partially Automated.
B. Change the vSphere DRS Automation level to Fully Automated.
C. Enable vSphere HA Host Monitoring.
D. Change the vSphere DPM Automation level to Automatic.
【单选题】
When you attempt to open a virtual machine console from the vSphere Web Client, the console does not connect. The following error message appears:<HTTP ERROR 404> <Problem accessin/.Reason: Not Found>. Why did not connect?___
A. Port 443 is in use.
B. Port 9443 is in use.
C. Port 8443 is in use.
D. Port 22443 is in use.
【单选题】
What new feature was introduced to the Content Library in vSphere 6.5?___
A. Mount an ISO directly from the Content Library.
B. Deploy a virtual machine from an OVF Package in a Content Library.
C. Upload a File from a URL to a Library Item.
D. Upload a File from a Local System to a Library Item.
【单选题】
How can an administrator exclude Encryption rights from a support engineer?___
A. Clone the role Virtual machine power user, remove Cryptographic operations privileges.
B. Clone the role Administrator and assign to the support engineer.
C. Clone the role Virtual machine power user and assign to the support engineer.
D. Clone the role No cryptography administrator and select privileges only for the support engineer.
【单选题】
The administrator must back up a vCenter HA deployment. Which component must be backed up?___
A. Passive node
B. Witness node
C. External database
D. Active node
【单选题】
What is the supported protocol to perform remote L3 traffic monitoring in vSphere 6.5?___
A. VXLAN
B. ERSPAN
C. RSPAN
D. SPAN
【单选题】
What are the minimum hardware requirements for a Windows vCenter Server with embedded PSC that manages a “Small” environment?___
A. 2vCPUs, 16 GB RAM
B. 4 vCPUs, 16 GB RAM
C. 2 vCPUs, 10 GB RAM
D. 4 vCPUs, 10 GB RAM
【单选题】
Which port is used for communication between ESXi and vSphere Data protection?___
A. 80
B. 443
C. 902
D. 22
【单选题】
What can prevent Storage DRS from functioning on a datastore?___
A. The datastore is configured for Virtual Machine Swapfile location.
B. The datastore is shared across multiple datacenters.
C. The datastore is connected to a host that is running Storage I/O Control.
D. Storage DRS advanced option IgnoreAffinityRulesForMaintenance is set to 1.
【单选题】
When troubleshooting VMware vCenter Server issues, when logging level provides maximum detail?___
A. Verbose
B. Trivia
C. Info
D. Error
【单选题】
What new feature is introduced in NFS 4.1 on ESXi 6.5?___
A. IPv6
B. KRB5i
C. AUTH_SYS
D. Storage DRS
【单选题】
What configuration option would ensure that a virtual NUMA topology is defined on VMs having more than eight virtual CPUs?___
A. cupid.coresPerSocket
B. numa.vcpu.followcorespersocket
C. numa.vcpu.maxPerVirtualNode
D. numa.vcpu.min
【单选题】
What is the minimum disk space required to deploy vSphere Data Protection (VDP) with 8 TB configuration?___
A. 4 TB
B. 16 TB
C. 8 TB
D. 12 TB
